Form 13F security

AAOI · APPLIED OPTOELECTRONICS INC

Class COM

As filed on Form 13F — long US-listed positions only. No shorts, cash, bonds, or non-13F assets appear here.

Filed up to 45 days after quarter end; holdings may have changed since.

Tracked managers holding it

Share and principal positions

Manager	Quarter	Value	% of portfolio	SH/PRN qty	Put/call
POLEN CAPITAL MANAGEMENT LLC	2026-06-30	$2.9M	<0.1%	SH 19,272	—
MAVERICK CAPITAL LTD	2026-06-30	$0.6M	<0.1%	SH 4,188	—

Total $3.5M across 2 of 69 managers.

Put positions

Manager	Quarter	Value	% of portfolio	SH/PRN qty	Put/call
Point72 Asset Management, L.P.	2026-06-30	$20M	<0.1%	SH 133,600	[PUT]

Total $20M across 1 of 69 managers.

Call positions

Manager	Quarter	Value	% of portfolio	SH/PRN qty	Put/call
Point72 Asset Management, L.P.	2026-06-30	$32M	<0.1%	SH 214,000	[CALL]

Total $32M across 1 of 69 managers.

Sums are across tracked reports, not unique economic ownership.

Filed rows (4) — as filed

Manager	Class	Put/call	Value	% of portfolio	SH/PRN qty	Source
Point72 Asset Management, L.P.	COM	[CALL]	$32M	<0.1%	SH 214,000	0000919574-26-005520
Point72 Asset Management, L.P.	COM	[PUT]	$20M	<0.1%	SH 133,600	0000919574-26-005520
POLEN CAPITAL MANAGEMENT LLC	COM	—	$2.9M	<0.1%	SH 19,272	0001172661-26-003035
MAVERICK CAPITAL LTD	COM	—	$0.6M	<0.1%	SH 4,188	0000947871-26-000793

Quarter-to-quarter notes

Reported change, not a confirmed trade: this compares quarter-end reports filed up to 45 days later, and the position may since have changed. Amendments, corporate actions, and changes in reporting scope can also move these rows. Value change compares period-end reported values; for continuing rows it includes market price movement.

No longer reported by Bridgewater Associates, LP, Point72 Asset Management, L.P..

Changes appear only where the prior quarter's validated report exists.